On the design of compliance governance dashboards for effective compliance and audit management

Patrícia Silveira, Carlos Rodríguez, Fabio Casati, Florian Daniel, Vincenzo D'Andrea, Claire Worledge, Zouhair Taheri

Research output: Chapter in Book/Report/Conference proceedingConference contribution

14 Citations (Scopus)

Abstract

Assessing whether a company's business practices conform to laws and regulations and follow standards, i.e., compliance governance, is a complex and costly task. Few software tools aiding compliance governance exist; however, they typically do not address the needs of who is in charge of assessing and controlling compliance, that is, compliance experts and auditors. We advocate the use of compliance governance dashboards, whose design and implementation is however challenging for these reasons: (i) it is fundamental to identify the right level of abstraction for the information to be shown; (ii) it is not trivial to visualize distinct analysis perspectives; and (iii) it is difficult to manage the large amount of involved concepts, instruments, and data. This paper shows how to address these issues, which concepts and models underlie the problem, and, how IT can effectively support compliance analysis in SOAs.

Original languageEnglish
Title of host publicationService-Oriented Computing, ICSOC/ServiceWave 2009 Workshops - International Workshops ICSOC/ServiceWave 2009, Revised Selected Papers
Pages208-217
Number of pages10
Volume6275 LNCS
DOIs
Publication statusPublished - 2010
Externally publishedYes
Event2009 7th International Conference on Service Oriented Computing, ICSOC/ServiceWave 2009 - Stockholm, Sweden
Duration: 23 Nov 200927 Nov 2009

Publication series

NameLecture Notes in Computer Science (including subseries Lecture Notes in Artificial Intelligence and Lecture Notes in Bioinformatics)
Volume6275 LNCS
ISSN (Print)0302-9743
ISSN (Electronic)1611-3349

Conference

Conference2009 7th International Conference on Service Oriented Computing, ICSOC/ServiceWave 2009
CountrySweden
CityStockholm
Period23.11.0927.11.09

Fingerprint

Audit
Governance
Compliance
Service oriented architecture (SOA)
Software Tools
Design
Industry
Trivial
Charge
Distinct

ASJC Scopus subject areas

  • Theoretical Computer Science
  • Computer Science(all)

Cite this

Silveira, P., Rodríguez, C., Casati, F., Daniel, F., D'Andrea, V., Worledge, C., & Taheri, Z. (2010). On the design of compliance governance dashboards for effective compliance and audit management. In Service-Oriented Computing, ICSOC/ServiceWave 2009 Workshops - International Workshops ICSOC/ServiceWave 2009, Revised Selected Papers (Vol. 6275 LNCS, pp. 208-217). (Lecture Notes in Computer Science (including subseries Lecture Notes in Artificial Intelligence and Lecture Notes in Bioinformatics); Vol. 6275 LNCS). https://doi.org/10.1007/978-3-642-16132-2_20

On the design of compliance governance dashboards for effective compliance and audit management. / Silveira, Patrícia; Rodríguez, Carlos; Casati, Fabio; Daniel, Florian; D'Andrea, Vincenzo; Worledge, Claire; Taheri, Zouhair.

Service-Oriented Computing, ICSOC/ServiceWave 2009 Workshops - International Workshops ICSOC/ServiceWave 2009, Revised Selected Papers. Vol. 6275 LNCS 2010. p. 208-217 (Lecture Notes in Computer Science (including subseries Lecture Notes in Artificial Intelligence and Lecture Notes in Bioinformatics); Vol. 6275 LNCS).

Research output: Chapter in Book/Report/Conference proceedingConference contribution

Silveira, P, Rodríguez, C, Casati, F, Daniel, F, D'Andrea, V, Worledge, C & Taheri, Z 2010, On the design of compliance governance dashboards for effective compliance and audit management. in Service-Oriented Computing, ICSOC/ServiceWave 2009 Workshops - International Workshops ICSOC/ServiceWave 2009, Revised Selected Papers. vol. 6275 LNCS, Lecture Notes in Computer Science (including subseries Lecture Notes in Artificial Intelligence and Lecture Notes in Bioinformatics), vol. 6275 LNCS, pp. 208-217, 2009 7th International Conference on Service Oriented Computing, ICSOC/ServiceWave 2009, Stockholm, Sweden, 23.11.09. https://doi.org/10.1007/978-3-642-16132-2_20
Silveira P, Rodríguez C, Casati F, Daniel F, D'Andrea V, Worledge C et al. On the design of compliance governance dashboards for effective compliance and audit management. In Service-Oriented Computing, ICSOC/ServiceWave 2009 Workshops - International Workshops ICSOC/ServiceWave 2009, Revised Selected Papers. Vol. 6275 LNCS. 2010. p. 208-217. (Lecture Notes in Computer Science (including subseries Lecture Notes in Artificial Intelligence and Lecture Notes in Bioinformatics)). https://doi.org/10.1007/978-3-642-16132-2_20
Silveira, Patrícia ; Rodríguez, Carlos ; Casati, Fabio ; Daniel, Florian ; D'Andrea, Vincenzo ; Worledge, Claire ; Taheri, Zouhair. / On the design of compliance governance dashboards for effective compliance and audit management. Service-Oriented Computing, ICSOC/ServiceWave 2009 Workshops - International Workshops ICSOC/ServiceWave 2009, Revised Selected Papers. Vol. 6275 LNCS 2010. pp. 208-217 (Lecture Notes in Computer Science (including subseries Lecture Notes in Artificial Intelligence and Lecture Notes in Bioinformatics)).
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